RBB Bancorp — Director's Dealing 2017

Sep 5, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RBB Bancorp (RBB)
CIK: 0001499422
Period of Report: 2017-08-29

Reporting Person: Morris David Richard (EVP)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-08-29	Common Stock, No Par Value	M	3000	$9.2915	Acquired	4076	Direct
2017-08-29	Stock Options	M	3000	$9.2915	Disposed	92787	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-08-29	Option (right to buy)	$9.2915	M	3000	Disposed	2020-02-01	Common Stock (32288)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (right to buy)	$9.2915	2022-01-01	Common Stock (9686)	9686	Direct
Option (right to buy)	$11.1498	2023-01-01	Common Stock (53813)	53813	Direct

Footnotes

F1: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant.

F2: These options vest in three equal annual installments beginning one year after the 01/01/2012 date of grant.

F3: These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.