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RB GLOBAL INC. Director's Dealing 2023

Mar 6, 2023

30295_dirs_2023-03-06_26d5c4f9-5d73-475c-8a46-3adb59a2040b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2023-03-04

Reporting Person: KESSLER JAMES FRANCIS (President & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-03-04 Common Shares M 4923 Acquired 4923 Direct
2023-03-04 Common Shares M 98886 Acquired 103809 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-03-04 Performance Share Units (2020 PSUs) $ M 98886 Disposed Common Shares (98886) Direct
2023-03-04 Dividend Equivalent Rights (2020 PSUs) $ M 4923 Disposed Common Shares (4923) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 331 Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2: Includes the March 3, 2023 accrued PSU dividend equivalent rights.

F3: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 4, 2023, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F4: Includes all Employee Stock Purchase Plan purchases through March 2, 2023.