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RB GLOBAL INC. — Director's Dealing 2022
Mar 8, 2022
30295_dirs_2022-03-07_6099fcc6-9cb2-4fb8-b25c-8a67eb91e9ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2022-03-06
Reporting Person: ACKLEY MATTHEW (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-06 | Common Shares | M | 6753 | — | Acquired | 26263 | Direct |
| 2022-03-06 | Common Shares | M | 354 | — | Acquired | 26617 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-06 | Performance Share Units (2019 PSUs) | $ | M | 6753 | Disposed | Common Shares (6753) | Direct | |
| 2022-03-06 | Dividend Equivalent Rights (2019 PSUs) | $ | M | 354 | Disposed | Common Shares (354) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares | 1908 | Indirect |
Footnotes
F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").
F2: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable
F3: Includes the March 4, 2022 accrued PSU dividend equivalent rights.
F4: Includes all Employee Stock Purchase Plan purchases through March 6, 2022.