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RB GLOBAL INC. Director's Dealing 2022

Mar 8, 2022

30295_dirs_2022-03-07_19ebce8f-3599-4526-9757-823766e6e523.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2022-03-06

Reporting Person: Driscoll Sharon Ruth (Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-06 Common Shares M 750 Acquired 18145 Direct
2022-03-06 Common Shares M 14279 Acquired 32424 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-06 Performance Share Units (2019 PSUs) $ M 14279 Disposed Common Shares (14279) Direct
2022-03-06 Dividend Equivalent Rights (2019 PSUs) $ M 750 Disposed Common Shares (750) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 4997 Indirect
Common Shares 1375 Indirect

Footnotes

F1: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F4: Includes all Employee Stock Purchase Plan purchases through March 6, 2022.