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RB GLOBAL INC. Director's Dealing 2020

May 14, 2020

30295_dirs_2020-05-14_41fafb00-5a3c-4a68-bf2a-338a21c93cee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-05-13

Reporting Person: Holm Kieran Colquhoun (SVP, Ops Excl & Efficiencies)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-05-13 Common Shares S 2126 $41.01 Disposed 12091 Direct
2020-05-13 Common Shares M 6200 $25.91 Acquired 6200 Direct
2020-05-13 Common Shares S 6200 $42.25 Disposed 0 Direct
2020-05-13 Common Shares M 4700 $23.44 Acquired 4700 Direct
2020-05-13 Common Shares S 4700 $41.00 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-05-13 Employee Stock Option (Right to Buy) $25.91 M 6200 Disposed 2021-03-11 Common Shares (6200) Direct
2020-05-13 Employee Stock Option (Right to Buy) $23.44 M 4700 Disposed 2022-03-11 Common Shares (4700) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1631 Indirect
Common Shares 1724 Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through May 13, 2020.

F2: The option was granted on March 3, 2011 and vests in three equal annual installments beginning March 3, 2012.

F3: The option was granted on March 6, 2012 and vests in three equal annual installments beginning March 6, 2013.