RB GLOBAL INC. — Director's Dealing 2020

Mar 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-03-20

Reporting Person: Werner Karl William (Ch. Op. & Supp. Dev. Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-20	Common Shares	M	8441	—	Acquired	17398	Direct
2020-03-20	Common Shares	M	542	—	Acquired	17940	Direct
2020-03-20	Common Shares	F	2157	$42.16	Disposed	15783	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-20	Performance Share Units (2017 PSUs)	$	M	8441	Disposed		Common Shares (8441)	Direct
2020-03-20	Dividend Equivalent Rights (2017 PSUs)	$	M	542	Disposed		Common Shares (542)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	27896	Indirect
Common Shares	1637	Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through March 24, 2020.

F2: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSus and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F4: Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.