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RB GLOBAL INC. Director's Dealing 2020

Aug 12, 2020

30295_dirs_2020-08-12_e3160a67-36ca-4814-9e2b-fa5818795ead.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-08-11

Reporting Person: Watt Darren Jeffrey (Gen. Counsel & Corp. Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-11 Common Shares M 3600 $23.44 Acquired 3600 Direct
2020-08-11 Common Shares S 3600 $57.58 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-11 Employee Stock Option (Right to Buy) $23.44 M 3600 Disposed 2022-03-11 Common Shares (3600) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 1698 Indirect
Common Shares 2449 Indirect
Common Shares 5373 Direct

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through August 11, 2020.

F2: The option was granted on March 6, 2012 and vests equally in three equal annual installments beginning March 6, 2013.