RB GLOBAL INC. — Director's Dealing 2020

Nov 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RITCHIE BROS AUCTIONEERS INC (RBA)
CIK: 0001046102
Period of Report: 2020-11-15

Reporting Person: JETER JAMES J (President, Sales U.S.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-15	Common Shares	M	42888	—	Acquired	42888	Direct
2020-11-15	Common Shares	M	2631	—	Acquired	45519	Direct
2020-11-15	Common Shares	F	20529	$66.56	Disposed	24990	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-15	Restricted Share Units (2017 RSUs)	$	M	42888	Disposed		Common Shares (42888)	Direct
2020-11-15	Dividend Equivalent Rights (2017 RSUs)	$	M	2631	Disposed		Common Shares (2631)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Shares	1873	Indirect

Footnotes

F1: Includes all Employee Stock Purchase Plan purchases through November 17, 2020.

F2: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on November 15, 2020, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax.

F4: Tax Withholding on the 2017 RSUs and DERs that vested on November 15, 2020.