Raymond James Wealth Management Ltd — Director's Dealing 2023

Dec 1, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2023-11-20

Reporting Person: Oorlog Jonathan W JR (SVP & Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-29	Common Stock	M	450.0000	—	Acquired	14240.0000	Direct
2023-11-29	Common Stock	F	109.0000	$102.7300	Disposed	14131.0000	Direct
2023-11-30	Common Stock	M	2250.0000	—	Acquired	16381.0000	Direct
2023-11-30	Common Stock	F	601.0000	$103.7500	Disposed	15780.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-11-20	Restricted Stock Units	$	A	2396.0000	Acquired	2028-11-30	Common Stock (2396.0000)	Direct
2023-11-29	Restricted Stock Units	$	M	450.0000	Disposed	2023-11-29	Common Stock (450.0000)	Direct
2023-11-30	Restricted Stock Units	$	M	2250.0000	Disposed	2025-11-30	Common Stock (2250.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2331.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2023.

F3: RSUs vest 60% on 11/30/2026, 20% on 11/30/2027, and 20% on 11/30/2028.

F4: RSUs vested 60% on 11/29/2021, 20% on 11/29/2022, and 20% on 11/29/2023.

F5: RSUs vested 60% on 11/30/2023 and will vest 20% on 11/30/2024 and 20% on 11/30/2025.

F6: The RSU grant was previously reported as covering 2,500 shares awarded on November 23, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.