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Raymond James Wealth Management Ltd Director's Dealing 2021

Feb 2, 2021

10792_dirs_2021-02-02_88d3ec10-9138-4ec9-acd4-d6c02020aaf3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-01-29

Reporting Person: Allison Paul D (Chair, President & CEO RJ Ltd.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-29 Common Stock M 12500.0000 $55.4900 Acquired 32554.0000 Direct
2021-01-29 Common Stock F 6941.0000 $99.9300 Disposed 25613.0000 Direct
2021-02-01 Common Stock S 7000.0000 $100.9514 Disposed 18613.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-29 Employee Stock Option (right to buy) $55.4900 M 12500.0000 Disposed 2021-11-20 Common Stock (12500.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23950.0000 Indirect

Footnotes

F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average sale price. The range of prices for such transaction was $100.89 to $100.99.

F3: A corporation that is wholly owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.