Raymond James Wealth Management Ltd — Director's Dealing 2021

Feb 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-02-17

Reporting Person: Johnson Gordon L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-17	Common Stock	M	60.0000	$0.0000	Acquired	20779.0000	Direct
2021-02-18	Common Stock	M	1727.0000	—	Acquired	22506.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-17	Restricted Stock Units	$0.0000	M	60.0000	Disposed	2022-02-17	Common Stock (60.0000)	Direct
2021-02-18	Restricted Stock Units	$	A	1283.0000	Acquired		Common Stock (1283.0000)	Direct
2021-02-18	Restricted Stock Units	$	M	1727.0000	Disposed		Common Stock (1727.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Restricted Stock Units vested 60% on 2/17/2020, 20% on 2/17/2021, and will vest 20% on 2/17/2022.

F3: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022.

F4: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.