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Raymond James Wealth Management Ltd — Director's Dealing 2021
Feb 22, 2021
10792_dirs_2021-02-22_8ec9bf0c-a802-418e-918d-1bd311809dd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-02-18
Reporting Person: von Arentschildt Charles (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-18 | Common Stock | M | 1481.0000 | — | Acquired | 10429.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-18 | Restricted Stock Units | $ | A | 1283.0000 | Acquired | Common Stock (1283.0000) | Direct | |
| 2021-02-18 | Restricted Stock Units | $ | M | 1481.0000 | Disposed | Common Stock (1481.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022.
F3: The award vested in accordance with its terms, which provided for vesting at the date of the next succeeding annual shareholders meeting following the grant date, but no later than March 15 of the calendar year following grant.