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Raymond James Wealth Management Ltd — Director's Dealing 2021
Feb 22, 2021
10792_dirs_2021-02-22_c6e6cba5-b1ef-4e76-a12f-1f30eae7c845.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-02-19
Reporting Person: Johnson Gordon L (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-19 | Common Stock | M | 60.0000 | — | Acquired | 22566.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Restricted Stock Units | $ | A | 215.0000 | Acquired | Common Stock (215.0000) | Direct | |
| 2021-02-19 | Restricted Stock Units | $ | M | 60.0000 | Disposed | 2021-02-19 | Common Stock (60.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: The award will vest at the date of the next succeeding annual shareholders meeting, but no later than March 15, 2022.
F3: RSUs vested 60% on 2/19/2019, 20% on 2/19/2020, and 20% on 2/19/2021.
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