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Raymond James Wealth Management Ltd — Director's Dealing 2021
Mar 4, 2021
10792_dirs_2021-03-04_b8b42e32-aa90-42ac-a1ec-905a1a05b011.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-03-03
Reporting Person: Perry Jodi (President, ICD for RJFS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-03 | Common Stock | S | 1264.0000 | $119.5017 | Disposed | 3205.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3121.0000 | Indirect |
Footnotes
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $119.45 to $119.51.
F3: Includes 35 shares of common stock acquired on March 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan.
F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 3, 2021.