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Raymond James Wealth Management Ltd Director's Dealing 2021

Mar 5, 2021

10792_dirs_2021-03-05_f1fdacd5-3b32-4bf5-ba4d-7882ef25b0ab.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-03-03

Reporting Person: Dowdle Jeffrey A (COO & Head of Asset Mgmt.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-03 Common Stock S 9596.0000 $118.7163 Disposed 33525.0000 Direct
2021-03-03 Common Stock S 750.0000 $119.1153 Disposed 750.0000 Indirect
2021-03-03 Common Stock S 750.0000 $119.1001 Disposed 750.0000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8536.0000 Indirect

Footnotes

F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average sale price. The range of prices for such transaction was $118.64 to $118.98.

F3: Reflects the weighted average sale price. The range of prices for such transaction was $119.11 to $119.12.

F4: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through March 3, 2021.