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Raymond James Wealth Management Ltd — Director's Dealing 2021
May 11, 2021
10792_dirs_2021-05-11_43d17257-09cb-45a4-aa22-6f6ccdcc2364.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-05-10
Reporting Person: Raney Steven M (President & CEO RJBank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-10 | Common Stock | S | 370.0000 | $136.0662 | Disposed | 34530.0000 | Direct |
| 2021-05-10 | Common Stock | S | 1630.0000 | $135.7385 | Disposed | 32900.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1834.0000 | Indirect |
Footnotes
F1: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average sale price. The range of prices for such transaction was $136.05 to $136.08.
F3: Includes 51 shares of common stock acquired on March 2, 2021, pursuant to the registrant's Employee Stock Purchase Plan.
F4: Reflects the weighted average sale price. The range of prices for such transaction was $135.04 to $136.02.
F5: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through May 10, 2021.