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Raymond James Wealth Management Ltd — Director's Dealing 2021
Sep 8, 2021
10792_dirs_2021-09-08_47511689-99cc-4013-8a57-31552db20d95.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-09-07
Reporting Person: Curtis Scott A (President, PCG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-07 | Common Stock | M | 5334.0000 | $55.4900 | Acquired | 98673.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-07 | Employee Stock Option (right to buy) | $55.4900 | M | 5334.0000 | Disposed | 2021-11-20 | Common Stock (5334.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2503.0000 | Indirect |
Footnotes
F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 7, 2021.
F2: On November 20, 2014, the reporting person received a grant of 12,500 stock options. Stock options vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.
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