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Raymond James Wealth Management Ltd — Director's Dealing 2021
Nov 12, 2021
10792_dirs_2021-11-12_8bd12b69-239f-4da4-aacb-46bd9f9d0a62.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-09-30
Reporting Person: Bunn James E (Pres-GlobEq&Inv Banking-RJA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-12 | Common Stock | M | 2000.0000 | $36.9933 | Acquired | 32781.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-12 | Employee Stock Option (right to buy) | $55.4900 | M | 2000.0000 | Disposed | 2021-11-20 | Common Stock (2000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1761.0000 | Indirect |
Footnotes
F1: Reflects the adjusted price following the 3-for-2 stock split that occurred on September 21, 2021.
F2: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 30, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.
F4: The stock option vested 60% on 11/20/2017, 20% on 11/20/2018, and 20% on 11/20/2019.