Raymond James Wealth Management Ltd — Director's Dealing 2021

Nov 15, 2021

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-09-30

Reporting Person: JAMES THOMAS A (Director, Chairman Emeritus)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-04-12	Common Stock	W	400.0000	$0.0000	Acquired	108487.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1350.0000	Indirect
Common Stock	50625.0000	Indirect
Common Stock	664131.0000	Indirect
Common Stock	1500000.0000	Indirect
Common Stock	17590310.0000	Indirect
Common Stock	677.0000	Indirect

Footnotes

F1: Reports the balance of common stock held prior to the RJF 3-for-2 stock split that occurred on September 21, 2021. After the RJF stock split, the amount of securities beneficially owned indirectly as of September 30, 2021 was 162,730 shares of common stock.

F2: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's indirect ownership of additional shares of common stock.

F3: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose. On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's indirect ownership of additional shares of common stock.

F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through September 30, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.