Raymond James Wealth Management Ltd — Director's Dealing 2021

Nov 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-11-22

Reporting Person: Oorlog Jonathan W JR (Senior VP and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-22	Common Stock	M	450.0000	—	Acquired	9985.0000	Direct
2021-11-22	Common Stock	F	107.0000	$98.6400	Disposed	9878.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-22	Restricted Stock Units	$	M	450.0000	Disposed	2022-11-22	Common Stock (450.0000)	Direct
2021-11-22	Restricted Stock Units	$	A	4584.0000	Acquired	2026-11-30	Common Stock (4584.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2160.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: On September 21, 2021, the common stock of RJF split 3-for-2, resulting in the reporting person's ownership of additional shares of common stock.

F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2021, but was adjusted to reflect the stock split that occurred on September 21, 2021.

F4: RSUs vested 60% on 11/22/2020, 20% on 11/22/2021, and will vest 20% on 11/22/2022.

F5: The RSU grant was previously reported as covering 1,500 shares awarded on November 22, 2017, of which 600 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

F6: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.