Raymond James Wealth Management Ltd — Director's Dealing 2021

Dec 1, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-11-29

Reporting Person: Oorlog Jonathan W JR (Senior VP and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-11-29	Common Stock	M	1350.0000	—	Acquired	11228.0000	Direct
2021-11-29	Common Stock	F	307.0000	$100.5700	Disposed	10921.0000	Direct
2021-11-30	Common Stock	M	450.0000	—	Acquired	11371.0000	Direct
2021-11-30	Common Stock	F	109.0000	$98.2900	Disposed	11262.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-11-29	Restricted Stock Units	$	M	1350.0000	Disposed	2023-11-29	Common Stock (1350.0000)	Direct
2021-11-30	Restricted Stock Units	$	M	450.0000	Disposed	2021-11-30	Common Stock (450.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2160.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2021.

F3: RSUs vested 60% on 11/29/2021, will vest 20% on 11/29/2022, and 20% on 11/29/2023.

F4: The RSU grant was previously reported as covering 1,500 shares awarded on November 29, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

F5: RSUs vested 60% on 11/30/2019, 20% on 11/30/2020, and 20% on 11/30/2021.

F6: The RSU grant was previously reported as covering 1,500 shares awarded on November 30, 2016, of which 300 shares remained outstanding, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.