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Raymond James Wealth Management Ltd — Director's Dealing 2021
Dec 2, 2021
10792_dirs_2021-12-02_9ace2d1f-51ad-4231-bafb-1837a2e7f19f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-01
Reporting Person: Santelli Jonathan N (EVP, Gen Counsel, Secy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | A | 1639.0000 | $0.0000 | Acquired | 11866.0000 | Direct |
| 2021-12-01 | Common Stock | S | 3400.0000 | $100.0515 | Disposed | 8466.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 322.0000 | Indirect |
Footnotes
F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2: The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average sale price. The range of prices for such transaction was $100.05 to $100.11.
F4: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.