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Raymond James Wealth Management Ltd — Director's Dealing 2021
Dec 3, 2021
10792_dirs_2021-12-03_711c98b0-3b96-43bf-8332-c1ef8f1ffcc0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-02
Reporting Person: DEBEL MARLENE (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Common Stock | M | 605.0000 | — | Acquired | 605.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Restricted Stock Units | $ | M | 605.0000 | Disposed | 2021-12-02 | Common Stock (605.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: The RSU grant was previously reported as covering 403 shares awarded on December 2, 2020, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.
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