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Raymond James Wealth Management Ltd — Director's Dealing 2021
Dec 3, 2021
10792_dirs_2021-12-03_27cc267a-a733-49d1-8b00-4456ec1372f5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-01
Reporting Person: JAMES THOMAS A (Director, Chairman Emeritus)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | A | 6931.0000 | $0.0000 | Acquired | 17597241.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1350.0000 | Indirect |
| Common Stock | 50625.0000 | Indirect |
| Common Stock | 664131.0000 | Indirect |
| Common Stock | 1500000.0000 | Indirect |
| Common Stock | 677.0000 | Indirect |
| Common Stock | 162730.0000 | Indirect |
Footnotes
F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/14/2018. The PRSU grant was adjusted to reflect the stock split that occurred on September 21, 2021.
F2: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.