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Raymond James Wealth Management Ltd — Director's Dealing 2021
Dec 6, 2021
10792_dirs_2021-12-06_dcf2d900-cf8c-4795-b42f-d3676fa6a038.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-02
Reporting Person: Raney Steven M (President & CEO RJBank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-02 | Common Stock | S | 5000.0000 | $96.1200 | Disposed | 52800.0000 | Direct |
| 2021-12-02 | Common Stock | G | 1000.0000 | $0.0000 | Disposed | 51800.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Restricted Stock Units | $ | A | 6321.0000 | Acquired | 2026-11-30 | Common Stock (6321.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2792.0000 | Indirect |
Footnotes
F1: Includes 63 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan.
F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 22, 2021.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F4: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.