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Raymond James Wealth Management Ltd — Director's Dealing 2021
Dec 6, 2021
10792_dirs_2021-12-06_dc0d3ce0-2cdd-43f5-9a3c-1c5041998e89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-02
Reporting Person: Shoukry Paul M (CFO and Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | G | 1000.0000 | $0.0000 | Disposed | 11171.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-02 | Restricted Stock Units | $ | A | 11589.0000 | Acquired | 2026-11-30 | Common Stock (11589.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1113.0000 | Indirect |
Footnotes
F1: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 19, 2021.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F3: RSUs vest 60% on 11/30/2024, 20% on 11/30/2025, and 20% on 11/30/2026.
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