Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Raymond James Wealth Management Ltd Director's Dealing 2021

Dec 16, 2021

10792_dirs_2021-12-16_6468f8e0-9d95-4ecf-aaba-0963e6bcef1c.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-14

Reporting Person: Elwyn Tashtego S (CEO & President - RJA)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-14 Common Stock M 3473.0000 Acquired 56560.0000 Direct
2021-12-14 Common Stock F 1366.0000 $96.4000 Disposed 55194.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-14 Restricted Stock Units $ M 3473.0000 Disposed 2021-12-14 Common Stock (3473.0000) Direct
2021-12-15 Restricted Stock Units $ A 2982.0000 Acquired 2024-12-15 Common Stock (2982.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6890.0000 Indirect
Common Stock 75.0000 Indirect
Common Stock 75.0000 Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.

F3: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

F5: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.