Raymond James Wealth Management Ltd — Director's Dealing 2021

Dec 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-14

Reporting Person: JAMES THOMAS A (Director, Chairman Emeritus)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-14	Common Stock	M	5459.0000	—	Acquired	17602700.0000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-14	Restricted Stock Units	$	M	5459.0000	Disposed	2021-12-14	Common Stock (5459.0000)	Direct
2021-12-15	Restricted Stock Units	$	A	519.0000	Acquired	2024-12-15	Common Stock (519.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1350.0000	Indirect
Common Stock	50625.0000	Indirect
Common Stock	664131.0000	Indirect
Common Stock	1500000.0000	Indirect
Common Stock	679.0000	Indirect
Common Stock	162730.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.

F4: The RSU grant was previously reported as covering 3,639 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

F5: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.