Raymond James Wealth Management Ltd — Director's Dealing 2021

Dec 16, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2021-12-14

Reporting Person: Carson John C Jr. (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-14	Common Stock	M	3473.0000	—	Acquired	95131.0000	Direct
2021-12-14	Common Stock	F	1285.0000	$96.4000	Disposed	93846.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-14	Restricted Stock Units	$	M	3473.0000	Disposed	2021-12-14	Common Stock (3473.0000)	Direct
2021-12-15	Restricted Stock Units	$	A	7002.0000	Acquired	2024-12-15	Common Stock (7002.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1077.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes 75 shares of common stock acquired on December 2, 2021 pursuant to the registrant's Employee Stock Purchase Plan.

F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 6, 2021.

F4: The RSU grant was previously reported as covering 2,315 shares awarded on December 14, 2018, but was adjusted to reflect the 3-for-2 stock split by means of a stock dividend that occurred on September 21, 2021.

F5: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.