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Raymond James Wealth Management Ltd — Director's Dealing 2020
Dec 4, 2020
10792_dirs_2020-12-04_9a4b75b2-bad1-4ced-9f18-357985b956a1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2020-12-02
Reporting Person: Carson John C Jr. (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-02 | Common Stock | A | 3337.0000 | $0.0000 | Acquired | 53392.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-03 | Restricted Stock Units | $ | A | 5000.0000 | Acquired | 2025-11-30 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 673.0000 | Indirect |
Footnotes
F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017.
F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 26, 2020.
F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F4: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.
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