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Raymond James Wealth Management Ltd Director's Dealing 2020

Dec 4, 2020

10792_dirs_2020-12-04_9a4b75b2-bad1-4ced-9f18-357985b956a1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2020-12-02

Reporting Person: Carson John C Jr. (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-02 Common Stock A 3337.0000 $0.0000 Acquired 53392.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-12-03 Restricted Stock Units $ A 5000.0000 Acquired 2025-11-30 Common Stock (5000.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 673.0000 Indirect

Footnotes

F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2017.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 26, 2020.

F3: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F4: RSUs vest 60% on 11/30/2023, 20% on 11/30/2024, and 20% on 11/30/2025.