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Raymond James Wealth Management Ltd — Director's Dealing 2019
Nov 20, 2019
10792_dirs_2019-11-20_638019db-8c88-4a1e-9a5b-ebdc6dee418c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2019-11-18
Reporting Person: Raney Steven M (President & CEO RJBank)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-18 | Common Stock | M | 1000.0000 | — | Acquired | 34761.0000 | Direct |
| 2019-11-18 | Common Stock | F | 243.0000 | $89.4400 | Disposed | 34518.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-18 | Restricted Stock Units | $ | M | 1000.0000 | Disposed | 2020-11-18 | Common Stock (1000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1695.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: Includes 75 shares of common stock acquired on June 4, 2019, and 81 shares of common stock acquired on September 4, 2019, pursuant to the registrant's Employee Stock Purchase Plan
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 15, 2019.
F4: RSUs vested 60% on 11/18/2018, 20% on 11/18/2019, and will vest 20% on 11/18/2020.