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Raymond James Wealth Management Ltd — Director's Dealing 2017
Feb 21, 2017
10792_dirs_2017-02-21_3347373d-b3d7-4c06-8d86-ba281c08e9ce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2017-02-16
Reporting Person: STORY SUSAN N (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-16 | Common Stock | M | 2849.0000 | — | Acquired | 18714.5320 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-02-16 | Restricted Stock Units | $ | M | 2849.0000 | Disposed | Common Stock (2849.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: By its terms, the award vested at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2017.
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