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Raymond James Wealth Management Ltd — Director's Dealing 2017
Dec 1, 2017
10792_dirs_2017-12-01_336ed06b-ad73-4fa3-b45c-f9791153f17b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2017-11-29
Reporting Person: Dowdle Jeffrey A (President, Asset Mgmt Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock | A | 2224.0000 | $0.0000 | Acquired | 46819.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-30 | Restricted Stock Units | $ | A | 5000.0000 | Acquired | 2022-11-30 | Common Stock (5000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7899.0000 | Indirect |
| Common Stock | 1500.0000 | Indirect |
| Common Stock | 1500.0000 | Indirect |
Footnotes
F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/15/2014.
F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 28, 2017.
F3: The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F5: RSUs vest 60% on 11/30/2020, 20% on 11/30/2021, and 20% on 11/30/2022.