AI assistant
Sending…
Raymond James Wealth Management Ltd — Director's Dealing 2017
Dec 19, 2017
10792_dirs_2017-12-19_b3ff8a68-b9c9-4b08-b26f-855ecbc9cba0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2017-12-15
Reporting Person: Bunn James E (Co-Pres-GlobEq&Inv Banking-RJA)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-15 | Common Stock | M | 16220.0000 | — | Acquired | 16948.0000 | Direct |
| 2017-12-15 | Common Stock | F | 6804.0000 | $88.2400 | Disposed | 10144.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-15 | Restricted Stock Units | $ | M | 16220.0000 | Disposed | 2017-12-15 | Common Stock (16220.0000) | Direct |
| 2017-12-15 | Restricted Stock Units | $ | A | 4040.0000 | Acquired | 2020-12-15 | Common Stock (4040.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 880.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 20, 2017.
F3: Award of RSUs as a portion of annual bonus under Amended and Restated 2012 Stock Incentive Plan.
More from Raymond James Wealth Management Ltd
Major Shareholding Notification
2026
Jun 8
Major Shareholding Notification
2026
Jun 8
Major Shareholding Notification
2026
Jun 5
Major Shareholding Notification
2026
Jun 5
Major Shareholding Notification
2026
Jun 4
Major Shareholding Notification
2026
Jun 4
Major Shareholding Notification
2026
Jun 3
Major Shareholding Notification
2026
Jun 3
Major Shareholding Notification
2026
Jun 2
Major Shareholding Notification
2026
Jun 2