Raymond James Wealth Management Ltd — Director's Dealing 2016

Nov 23, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2016-11-21

Reporting Person: Catanese George (Senior Vice President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-11-21	Common Stock	M	6000.0000	—	Acquired	10743.0000	Direct
2016-11-21	Common Stock	F	1640.0000	$72.3200	Disposed	9103.0000	Direct
2016-11-22	Common Stock	M	7500.0000	$27.1000	Acquired	16603.0000	Direct
2016-11-22	Common Stock	F	2092.0000	$73.3300	Disposed	14511.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-11-21	Restricted Stock Units	$	M	6000.0000	Disposed	2018-11-21	Common Stock (6000.0000)	Direct
2016-11-22	Employee Stock Option (right to buy)	$27.1000	M	7500.0000	Disposed	2017-01-22	Common Stock (7500.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1019.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.

F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 21, 2016.

F3: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.

F4: The stock options vested 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.