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Raymond James Wealth Management Ltd — Director's Dealing 2016
Nov 23, 2016
10792_dirs_2016-11-23_6115f665-e618-4e38-b590-84ce7c68820c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2016-11-21
Reporting Person: REILLY PAUL C (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-21 | Common Stock | A | 13175.0000 | $0.0000 | Acquired | 172142.0000 | Direct |
| 2016-11-21 | Common Stock | M | 6000.0000 | — | Acquired | 178142.0000 | Direct |
| 2016-11-21 | Common Stock | F | 1840.0000 | $72.3200 | Disposed | 176302.0000 | Direct |
| 2016-11-22 | Common Stock | G | 1250.0000 | $0.0000 | Disposed | 175052.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-21 | Restricted Stock Units | $ | M | 6000.0000 | Disposed | 2018-11-21 | Common Stock (6000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 763.0000 | Indirect |
Footnotes
F1: Vesting of Performance Restricted Stock Units (PRSUs) granted on 12/13/2013.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F3: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through November 21, 2016.
F4: The restricted stock units vest 60% on 11/21/2016, 20% on 11/21/2017, and 20% on 11/21/2018.
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