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Raymond James Wealth Management Ltd — Director's Dealing 2016
Dec 14, 2016
10792_dirs_2016-12-14_bc55287e-45e1-4fbc-b04b-20bfb9a1e05c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2016-12-13
Reporting Person: Carson John C Jr. (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-13 | Common Stock | M | 4863.0000 | — | Acquired | 54643.0000 | Direct |
| 2016-12-13 | Common Stock | F | 2040.0000 | $71.6000 | Disposed | 52603.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-12-13 | Restricted Stock Units | $ | M | 4863.0000 | Disposed | 2016-12-13 | Common Stock (4863.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 377.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
F2: Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 12, 2016.
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