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Raymond James Wealth Management Ltd — Director's Dealing 2014
Feb 25, 2014
10792_dirs_2014-02-25_9fbf0227-3be4-4300-a1a3-6070634bea38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2014-02-21
Reporting Person: Saltzman Robert (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-02-21 | Restricted Stock Units | $ | A | 2000.0000 | Acquired | 2019-02-21 | Common Stock (2000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6000.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $26.6900 | 2015-02-19 | Common Stock (2500.0000) | 2500.0000 | Direct |
| Restricted Stock Units | $ | 2018-02-22 | Common Stock (2000.0000) | 2000.0000 | Direct |
| Restricted Stock Units | $ | 2017-02-24 | Common Stock (2000.0000) | 2000.0000 | Direct |
| Restricted Stock Units | $ | 2016-02-25 | Common Stock (2000.0000) | 2000.0000 | Direct |
Footnotes
F1: Each restricted stock unit represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
F2: Restricted Stock Units vest 60% on 2/21/2017, 20% on 2/21/2018 and 20% on 2/21/2019.
F3: Restricted Stock Units vest 60% on 2/22/2016, 20% on 2/22/2017 and 20% on 2/22/2018.
F4: Restricted Stock Units vest 60% on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.
F5: Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.
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