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Raymond James Wealth Management Ltd Director's Dealing 2012

Oct 26, 2012

10792_dirs_2012-10-26_4e63d47e-dbb9-4eed-975f-d6770cff98c1.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30

Reporting Person: SIMMONS HARDWICK (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 40406.0000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $25.8700 2013-02-15 Common Stock (2500.0000) 2500.0000 Direct
Employee Stock Option (right to buy) $26.6900 2015-02-19 Common Stock (2500.0000) 2500.0000 Direct
Employee Stock Option (right to buy) $15.9100 2014-02-20 Common Stock (2500.0000) 2500.0000 Direct
Restricted Stock Units $ 2017-02-24 Common Stock (2000.0000) 2000.0000 Direct
Restricted Stock Units $ 2016-02-25 Common Stock (2000.0000) 2000.0000 Direct

Footnotes

F1: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.

F2: Restricted Stock Units vest 60% on 2/24/2015, 20% on 2/24/2016 and 20% on 2/24/2017.

F3: Restricted Stock Units vest 60% on 02/25/2014, 20% on 02/25/2015 and 20% on 02/25/2016.