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Raymond James Wealth Management Ltd — Director's Dealing 2012
Dec 3, 2012
10792_dirs_2012-12-03_ae495617-0327-4dd5-baa3-31e5fbd159a7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-11-29
Reporting Person: ACKART JENNIFER C (SVP, Controller)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-29 | Employee Stock Option (right to buy) | $37.8700 | A | 4000.0000 | Acquired | 2019-11-29 | Common Stock (4000.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21911.0000 | Direct |
| Common Stock | 3378.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.1000 | 2017-01-22 | Common Stock (7000.0000) | 7000.0000 | Direct |
| Employee Stock Option (right to buy) | $25.2800 | 2015-01-24 | Common Stock (5500.0000) | 5500.0000 | Direct |
| Employee Stock Option (right to buy) | $30.4400 | 2013-01-27 | Common Stock (5000.0000) | 5000.0000 | Direct |
| Restricted Stock Units | $ | 2014-12-15 | Common Stock (114.0000) | 114.0000 | Direct |
Footnotes
F1: Includes number of shares acquired under ESOP through November 29, 2012.
F2: The stock option vests 60% on 11/29/2015, 20% on 11/29/2016, and 20% on 11/29/2017.
F3: The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
F4: Options currently exercisable - 3,300; options becoming exercisable - 1,100 on 11/24/2013 and 1,100 on 11/24/2014
F5: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
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