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Raymond James Wealth Management Ltd — Director's Dealing 2012
Oct 25, 2012
10792_dirs_2012-10-25_4eae81ec-7317-4dd8-9122-387498bfe4bb.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30
Reporting Person: Raney Steven M (President & CEO RJBank)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 14961.0000 | Direct |
| Common Stock | 976.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.1000 | 2017-01-22 | Common Stock (25000.0000) | 25000.0000 | Direct |
| Employee Stock Option (right to buy) | $25.2800 | 2015-01-24 | Common Stock (1000.0000) | 1000.0000 | Direct |
| Employee Stock Option (right to buy) | $25.2800 | 2016-01-24 | Common Stock (25000.0000) | 25000.0000 | Direct |
| Employee Stock Option (right to buy) | $30.4400 | 2013-01-27 | Common Stock (1500.0000) | 1500.0000 | Direct |
| Restricted Stock Units | $ | 2013-12-15 | Common Stock (391.0000) | 391.0000 | Direct |
| Restricted Stock Units | $ | 2014-12-15 | Common Stock (687.0000) | 687.0000 | Direct |
Footnotes
F1: Includes number of shares acquired under ESOP through September 30, 2012.
F2: The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.
F3: Options becoming exercisable - 600 on 11/24/2012, 200 on 11/24/2013, 200 on 11/24/2014
F4: Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
F5: Options becoming exercisable - 1,500 on 11/27/2012
F6: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.