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Raymond James Wealth Management Ltd Director's Dealing 2012

Oct 29, 2012

10792_dirs_2012-10-29_ff9d2bf6-c6c4-43e3-8fa3-f597db4c397b.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30

Reporting Person: JAMES THOMAS A (Director, Executive Chairman, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-08-28 Common Stock G 47973.0000 $0.0000 Disposed 13239762.0000 Direct
2012-08-31 Common Stock G 38000.0000 $0.0000 Disposed 13201762.0000 Direct
2012-05-25 Common Stock G 5215522.0000 $0.0000 Disposed 1325508.0000 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1057064.0000 Indirect
Common Stock 711305.0000 Indirect
Common Stock 121931.0000 Indirect
Common Stock 48087.0000 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Units $ 2013-12-15 Common Stock (11908.0000) 11908.0000 Direct
Restricted Stock Units $ 2014-12-15 Common Stock (10312.0000) 10312.0000 Direct

Footnotes

F1: Gifted stock to a charitable organization.

F2: The amount of securities reflect an aggregate of five gifts to beneficiaries under the Trust.

F3: The reporting person is the trustee of the Trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: Includes number of shares acquired under ESOP through September 30, 2012.

F5: The reporting person became the beneficial owner of these shares as a result of becoming the successor trustee on September 26, 2011 under the Helen James Minck Trust U/A DTD February 4, 1960, as further Amended and Restated on April 9, 2009. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F6: The reporting person is the trustee of the Trust. These securities are held in the Trust for the benefit of the grandchildren of the reporting person's father. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F7: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.