Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Raymond James Wealth Management Ltd Director's Dealing 2012

Oct 26, 2012

10792_dirs_2012-10-26_e6e57031-6590-4aee-a254-4a3675b25a50.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30

Reporting Person: Allaire Bella Loykhter (Executive Vice President-RJA)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Employee Stock Option (right to buy) $27.1000 2017-01-22 Common Stock (25000.0000) 25000.0000 Direct
Restricted Stock Units $ 2016-08-25 Common Stock (25000.0000) 25000.0000 Direct
Restricted Stock Units $ 2014-12-15 Common Stock (190.0000) 190.0000 Direct

Footnotes

F1: The stock option vests 60% on 11/22/2014, 20% on 11/22/2015 and 20% on 11/22/2016.

F2: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.

F3: Restricted Stock Units vest 60% on the third anniversary of the grant, 20% on the fourth anniversary of the grant and 20% on the fifth anniversary of the grant.