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Raymond James Wealth Management Ltd — Director's Dealing 2012
Oct 26, 2012
10792_dirs_2012-10-26_c4402ef9-2b19-4cec-b897-fce6aa65b669.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2012-09-30
Reporting Person: REILLY PAUL C (Director, Chief Executive Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 222301.0000 | Direct |
| Common Stock | 334.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $27.1000 | 2017-01-22 | Common Stock (25000.0000) | 25000.0000 | Direct |
| Employee Stock Option (right to buy) | $25.2800 | 2016-01-24 | Common Stock (25000.0000) | 25000.0000 | Direct |
| Employee Stock Option (right to buy) | $25.8700 | 2013-02-15 | Common Stock (2500.0000) | 2500.0000 | Direct |
| Employee Stock Option (right to buy) | $15.9100 | 2014-02-20 | Common Stock (2500.0000) | 2500.0000 | Direct |
| Restricted Stock Units | $ | 2013-12-15 | Common Stock (13162.0000) | 13162.0000 | Direct |
| Restricted Stock Units | $ | 2014-12-15 | Common Stock (27500.0000) | 27500.0000 | Direct |
Footnotes
F1: Includes number of shares acquired under ESOP through September 30, 2012.
F2: Options becoming exercisable - 15,000 on 11/22/2014, 5,000 on 11/22/2015 and 5,000 on 11/22/2016
F3: Options becoming exercisable - 15,000 on 11/24/2012, 2,090 on 11/24/2013, 3,955 on 11/24/2014, 3,955 on 01/24/2015
F4: Each restricted stock unit represents a contingent right to receive one share of RJF common stock upon vesting and dividend equivalents.
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