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Raymond James Wealth Management Ltd — Director's Dealing 2010
Nov 12, 2010
10792_dirs_2010-11-12_cbcd0be5-7df2-402c-a109-5995381f0c30.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RAYMOND JAMES FINANCIAL INC (RJF)
CIK: 0000720005
Period of Report: 2010-09-30
Reporting Person: ACKART JENNIFER C (Chief Accounting Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20483.0000 | Direct |
| Common Stock | 2937.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $25.2800 | 2015-01-24 | Common Stock (5500.0000) | 5500.0000 | Direct |
| Employee Stock Option (right to buy) | $30.4400 | 2013-01-27 | Common Stock (5000.0000) | 5000.0000 | Direct |
| Employee Stock Option (right to buy) | $24.9733 | 2011-02-01 | Common Stock (6000.0000) | 6000.0000 | Direct |
Footnotes
F1: Includes 324 shares acquired during the period from October 1, 2009 through September 30, 2010 under the brokerage account dividend reinvestment program.
F2: Includes number of shares acquired under ESOP through September 30, 2010
F3: Options becoming exercisable - 3,300 on 11/24/2012, 1,100 on 11/24/2013, 1,100 on 11/24/2014
F4: Options Becoming exercisable - 2,250 on 11/27/2010, 1,750 on 11/27/2011 and 1,000 on 11/27/2012
F5: Options Currently exercisable - 4,800; Options Becoming exercisable - 1,200 on 12/01/2010