AI assistant
RAVE RESTAURANT GROUP, INC. — Director's Dealing 2017
Mar 7, 2017
34616_dirs_2017-03-07_2383a547-2493-473b-b51e-dbb214c6f4ed.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAVE RESTAURANT GROUP, INC. (RAVE)
CIK: 0000718332
Period of Report: 2017-03-03
Reporting Person: AMERICAN HALLMARK INSURANCE Co OF TEXAS (See Note 1.)
Reporting Person: HALLMARK FINANCIAL SERVICES INC (See Note 1)
Reporting Person: Hallmark Insurance Co (See Note 1)
Reporting Person: Hallmark Specialty Insurance Co (See Note 1)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-03 | 4% Convertible Senior Notes due 2022, Par $100 | $2.00 | P | Acquired | 2022-02-15 | Common Stock (295000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 782395 | Direct |
Footnotes
F1: Each Reporting Person is a member of a "group" for purposes of Section 13(d)(3) of the Exchange Act. The group consists of Hallmark Financial Services, Inc. ("HFS"), American Hallmark Insurance Company of Texas ("AHIC"), Hallmark Insurance Company ("HIC"), Hallmark Specialty Insurance Company ("HSIC"), Newcastle Partners LP, Newcastle Capital Management LP, Newcastle Capital Group LLC, NCM Services Inc., Schwarz 2012 Family Trust, Mark E. Schwarz and Clinton J. Coleman.
F2: Shares and transactions reported are owned directly by AHIC. HFS is the direct or indirect parent of each of AHIC, HIC and HSIC.