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RAVE RESTAURANT GROUP, INC. — Director's Dealing 2012
Nov 16, 2012
34616_dirs_2012-11-16_7dc8a9e1-c03a-4fda-afcc-29b3a98e8b1d.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PIZZA INN HOLDINGS, INC /MO/ (PZZI)
CIK: 0000718332
Period of Report: 2012-11-12
Reporting Person: GIER RANDALL E. (President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock | P | 4600 | $2.7806 | Acquired | 4600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-12 | Employee Stock Option (right to buy) | $2.56 | A | 18400 | Acquired | 2022-11-08 | Common Stock (18400) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $2.56 | 2022-11-08 | Common Stock (230000) | 230000 | Direct |
Footnotes
F1: Represents the weighted average purchase price of transactions effected at prices ranging from $2.77 per share to $2.79 per share. Upon written request by the SEC, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: Represents employee stock options exercisable as to 23,000, 46,000, 69,000 and 92,000 shares on November 8, 2013, 2014, 2015 and 2016, respectively.
F3: Represents employee stock options conditionally granted as of November 8, 2012, and exercisable as to 10%, 20%, 30% and 40% of shares on November 8, 2013, 2014, 2015 and 2016, respectively.