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RAVE RESTAURANT GROUP, INC. — Director's Dealing 2009
Dec 21, 2009
34616_dirs_2009-12-21_23841817-839f-4be5-92f1-6e88829bfe29.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: PIZZA INN INC /MO/ (PZZI)
CIK: 0000718332
Period of Report: 2009-12-17
Reporting Person: AMERICAN HALLMARK INSURANCE Co OF TEXAS (see attached explanation)
Reporting Person: NEWCASTLE PARTNERS L P (see attached explanation)
Reporting Person: NEWCASTLE CAPITAL MANAGEMENT LP (see attached explanation)
Reporting Person: NEWCASTLE CAPITAL GROUP LLC (see attached explanation)
Reporting Person: HALLMARK FINANCIAL SERVICES INC (see attached explanation)
Reporting Person: SCHWARZ MARK E (Director, Chairman, 10% Owner, see attached explanation)
Reporting Person: Coleman Clinton J (Director, see attached explanation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-17 | Common Stock | P | 11923 | $1.59 | Acquired | 431616 | Direct |
| 2009-12-18 | Common Stock | P | 12706 | $1.6 | Acquired | 444322 | Direct |
Footnotes
F1: Purchases made by American Hallmark Insurance Company of Texas (AHIC). The Reporting Persons are members of a "group" for purposes of
Section 13(d)(3) of the Securities Exchange Act of 1934, as amended and accordingly may be deemed to beneficially own Shares of the Issuer's
Common Stock owned in the aggregate by the other members of the Section 13(d) group. The Section 13(d) group consists of Newcastle Partners,
LP (NP), Newcastle Capital Management, LP (NCM), Newcastle Capital Group, LLC (NCG), Hallmark Financial Services, Inc (Hallmark), AHIC, Mark
E. Schwarz (Schwarz) and Clinton J. Coleman (Coleman). Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's
Common Stock owned by the other members of the Section 13(d) group except to the extent of its pecuniary interest therein.
F2: NCM is the general partner of each of NP. NCG is the general partner of NCM, and Schwarz is the managing member of NCG. Accordingly, each
of NCM, NCG and Schwarz may be deemed to beneficially own the shares directly owned by NP. In addition, Hallmark is the parent company of
AHIC and, accordingly, may be deemed to beneficially own the shares directly owned by AHIC.
F3: Form 4A filed to add signatures inadvertantly omitted from Form 4 filed on December 21, 2009.