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Rathbones Group PLC — Director's Dealing 2020
Mar 26, 2020
4713_dirs_2020-03-26_d5a6c8d9-0b2b-4b40-a2cd-ec91a406fd5f.html
Director's Dealing
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RNS Number : 7688H
Rathbone Brothers PLC
26 March 2020
Rathbone Brothers Plc (the "Company")
Notification of Transactions of Persons Discharging Managerial Responsibilities
The Company announces that in accordance with the rules of the Rathbone Brothers Plc 2015 Executive Incentive Plan, 20% of awards made on 23 March 2017, 2018 & 2019 to the following PDMRs have vested. The vested shares are subject to a sale restriction period.
The notifications below, which have been made in accordance with the requirements of the EU Market Abuse Regulation, provides further detail.
Enquiries:
Ali Johnson
Company Secretary
Telephone - 0207 399 0326
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Paul Stockton | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Executive Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 5p each ISIN: GB0002148343 |
|
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | 7,070 | ||
| d) | Aggregated information - Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2020-03-26 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Andrew Butcher | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Operating Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 5p each ISIN: GB0002148343 |
|
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | 5,529 | ||
| d) | Aggregated information - Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2020-03-26 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Sarah Owen-Jones | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief Risk Officer | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 5p each ISIN: GB0002148343 |
|
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | 4,958 | ||
| d) | Aggregated information - Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2020-03-26 | |
| f) | Place of the transaction | Outside a trading venue |
| 1 | Details of the person discharging managerial responsibilities/person closely associated | ||
| a) | Name | Mike Webb | |
| 2 | Reason for the notification | ||
| a) | Position/status | CEO of RUTM and Head of Marketing | |
| b) | Initial notification/Amendment | Initial notification | |
| 3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
| a) | Name | Rathbone Brothers Plc | |
| b) | LEI | 213800MBTHM6UE8ZQP29 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
| a) | Description of the financial instrument, type of instrument Identification code |
Ordinary Shares of 5p each ISIN: GB0002148343 |
|
| b) | Nature of the transaction | Share awards vesting pursuant to the Rathbone Brothers Plc 2015 Executive Incentive Plan. | |
| c) | Price(s) and volume(s) | Price(s) | Volume(s) |
| Nil | 6,155 | ||
| d) | Aggregated information - Aggregated volume - Price |
Not applicable - single transaction | |
| e) | Date of the transaction | 2020-03-26 | |
| f) | Place of the transaction | Outside a trading venue |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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