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RAPT Therapeutics, Inc. — Director's Dealing 2021
Feb 18, 2021
32942_dirs_2021-02-17_1e805c7a-b4d2-4fe7-8045-a95735f13b34.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RAPT Therapeutics, Inc. (RAPT)
CIK: 0001673772
Period of Report: 2021-02-16
Reporting Person: Brockstedt Dirk G. (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-16 | Common Stock | M | 8245 | $6.3 | Acquired | 28057 | Direct |
| 2021-02-16 | Common Stock | M | 1632 | $6.18 | Acquired | 29689 | Direct |
| 2021-02-16 | Common Stock | S | 9877 | $21.22 | Disposed | 19812 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-16 | Option (right to buy) | $6.18 | M | 1632 | Disposed | 2028-03-27 | Common Stock (1632) | Direct |
| 2021-02-16 | Option (right to buy) | $6.30 | M | 8245 | Disposed | 2029-03-27 | Common Stock (8245) | Direct |
Footnotes
F1: Includes 2,256 shares acquired by the Reporting Person under the Issuer's 2019 Employee Stock Purchase Plan on May 1, 2020.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Reporting Person.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.43, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
F4: Twenty-five percent of the shares subject to the option vests on the first anniversary of the vesting commencement date, and the remainder vests in 36 equal monthly installments thereafter for the following three years.